-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JeuMHixYK6fLs5EpY5wF9HcWCPIx8nmAFOfUsqAd/PCNMiZK44sKPOACC2Atc0hP sLaG/St8QiMcyeUm/xBDlw== 0001144204-10-017483.txt : 20100331 0001144204-10-017483.hdr.sgml : 20100331 20100331161824 ACCESSION NUMBER: 0001144204-10-017483 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100331 DATE AS OF CHANGE: 20100331 GROUP MEMBERS: PATRICIA PEIZER GROUP MEMBERS: TERREN S. PEIZER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Zoo Entertainment, Inc CENTRAL INDEX KEY: 0001326652 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83159 FILM NUMBER: 10719327 BUSINESS ADDRESS: STREET 1: 3805 EDWARDS ROAD, STREET 2: SUITE 400 CITY: CINCINNATI, STATE: OH ZIP: 45209 BUSINESS PHONE: 513.824.8297 MAIL ADDRESS: STREET 1: 3805 EDWARDS ROAD, STREET 2: SUITE 400 CITY: CINCINNATI, STATE: OH ZIP: 45209 FORMER COMPANY: FORMER CONFORMED NAME: Driftwood Ventures, Inc. DATE OF NAME CHANGE: 20050510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Socius Capital Group, LLC CENTRAL INDEX KEY: 0001477571 IRS NUMBER: 271051956 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90025 SC 13G 1 v170007_sc13g.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934

ZOO ENTERTAINMENT, INC.
(Name of Issuer)

Common Stock, $0.001 par value
(Title of Class of Securities)

98978F108

 (CUSIP Number)

December 16, 2009
(Date of Event which requires filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)
 

*
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 

1.
NAME OF REPORTING PERSON

Socius Capital Group, LLC

IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

27-1051956

2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
 
(a)
¨
 
(b)
¨

3.
SEC USE ONLY

4.
CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:

5.
SOLE VOTING POWER

321,684,000 (See Item 4)

6.
SHARED VOTING POWER

 
0

7.
SOLE DISPOSITIVE POWER

321,684,000 (See Item 4)

8.
SHARED DISPOSITIVE POWER

0

9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

321,684,000 (See Item 4)

10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES:
 
x
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:

 
9.9%

12.
TYPE OF REPORTING PERSON

 
OO

 
 

 

1.
NAME OF REPORTING PERSON

Terren S. Peizer

IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
 
(a)
¨
 
(b)
¨

3.
SEC USE ONLY

4.
CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:

5.
SOLE VOTING POWER

321,684,000 (See Item 4)

6.
SHARED VOTING POWER

 
0

7.
SOLE DISPOSITIVE POWER

321,684,000 (See Item 4)

8.
SHARED DISPOSITIVE POWER

0

9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

321,684,000 (See Item 4)


10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES:
 
x
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:

 
9.9%

12.
TYPE OF REPORTING PERSON

IN


 
1.
NAME OF REPORTING PERSON

Patricia Peizer

IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
 
(a)
¨
 
(b)
¨

3.
SEC USE ONLY

4.
CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:

5.
SOLE VOTING POWER

321,684,000 (See Item 4)

6.
SHARED VOTING POWER

 
0

7.
SOLE DISPOSITIVE POWER

321,684,000 (See Item 4)

8.
SHARED DISPOSITIVE POWER

0

9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

321,684,000 (See Item 4)


10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES:
 
x
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:

 
9.9%

12.
TYPE OF REPORTING PERSON

IN

 
 

 

ITEM 1 (a)
Name of Issuer:

 
Zoo Entertainment, Inc.

(b)
Address of Issuer’s Principal Executive Offices:

2121 Avenue of the Stars, Suite 2550
Los Angeles, CA 90067

ITEM 2 (a)
Name of Person Filing:

This statement is filed by Socius Capital Group, LLC ("Socius") with respect to shares of common stock, $0.001 par value per share, of the issuer beneficially owned by it, and Terren S. Peizer and Patricia Peizer with respect to the shares beneficially owned by Socius.

(b)
Address of Principal Business Office, or, if None, Residence:

The address of the principal business office of Socius, Mr. and Ms. Peizer is:  11150 Santa Monica Boulevard, Suite 1500, Los Angeles, CA 90025.

(c)
Citizenship:

Socius is a Delaware limited liability company.  Mr. Peizer and Ms. Peizer are United States citizens.

(d)
Title of Class of Securities:

Common Stock, $0.001 par value per share.

(e)
CUSIP NUMBER:

98978F108

ITEM 3:
If this Statement if Filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

 
¨
a.
Broker or dealer registered under Section 15 of the Exchange Act.
 
¨
b.
Bank as defined in Section 3(a)(6) of the Exchange Act.
 
¨
c.
Insurance company as defined in Section 3(a)(19) of the Exchange Act.
 
¨
d.
Investment company registered under Section 8 of the Investment Company Act.
 
¨
e.
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
 
¨
f.
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
 
¨
g.
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)
 
¨
h.
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
 
¨
i.
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act
 
¨
j.
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 
 
 

 
 
ITEM 4:
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)
Amount beneficially owned:  See item 9 of cover pages.
 
(b) 
Percent of class:  See item 11 of cover pages.
 
(c) 
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote:

 
(ii)
Shared power to vote or to direct the vote:

 
(iii)
Sole power to dispose or to direct the disposition of:
 
 
(iv)
Shared power to dispose or to direct the disposition of:
 
See items 5-8 of cover pages.
 
The number of shares reported herein includes 196,206,000 shares of common stock issuable upon conversion of 196,206 shares of Series A Convertible Preferred Stock owned by Socius.  Socius also owns warrants exercisable for up to 343,793,700 shares of common stock.  However, the warrants are not exercisable within 60 days due to a 9.9% ownership limitation contained in the warrants for Socius and its affiliates.
 
For purposes of calculating the percent of class, the reporting persons have assumed that all of the issuer’s issued and outstanding shares of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock has converted to common stock and there is a total of 3,220,063,429 shares of common stock outstanding, such that 321,684,000 shares of common stock represents 9.9% of the class.
 
Mr. Peizer and Ms. Peizer directly own no shares of the issuer.  Mr. Peizer is the sole Managing Director of Socius, and Ms. Peizer is the sole ultimate beneficial owner of Socius.  By reason of the provisions of Rule 13d-3 of the Securities Exchange Act of 1934, as amended, Mr. Peizer and/or Ms. Peizer may be deemed to beneficially own and/or control the shares owned by Socius.  Mr. Peizer disclaims beneficial ownership, and Ms. Peizer disclaims control, of any of the securities covered by this statement.
 
ITEM 5:
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following box:
¨
 
ITEM 6:
Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable.
 
ITEM 7:
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
Not Applicable.
 
ITEM 8:
Identification and Classification of Members of the Group.
 
Not Applicable.
 
ITEM 9:
Notice of Dissolution of Group.
 
Not Applicable.
 
 
 

 

ITEM 10: 
Certifications.
 
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:   December 28, 2009
SOCIUS CAPITAL GROUP, LLC
   
 
By:
/s/ Terren S. Peizer
 
Name:  Terren S. Peizer
 
Its:  Managing Director
   
Dated:   December 28, 2009
/s/  Terren S. Peizer
 
Terren S. Peizer
   
Dated:   December 28, 2009
/s/ Patricia Peizer
 
Patricia Peizer
 

 
EXHIBIT INDEX TO SCHEDULE 13G

EXHIBIT 1

Joint Filing Agreement among Socius Capital Group, LLC, Terren S. Peizer and Patricia Peizer
 


Exhibit 1


JOINT FILING AGREEMENT

This Joint Filing Agreement, entered into and effective as of December 28, 2009, is made by and among Socius Capital Group, LLC, Terren S. Peizer and Patricia Peizer (each, a “Filer” and, collectively, the “Filers”) pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.

Each of the Filers hereby acknowledges and agrees that the foregoing statement on Schedule 13G is filed on behalf of each of the Filers and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the Filers without the necessity of filing additional joint filing agreements. Each Filer acknowledges that such Filer shall be responsible for the timely filing of such amendments and for the completeness and accuracy of the information concerning such Filer contained therein, but shall not be responsible for the completeness and accuracy of the information concerning any of the other Filers, except to the extent that such Filer knows or has reason to believe that such information is inaccurate.

This Joint Filing Agreement may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument.

This Joint Filing Agreement may be terminated by any of the Filers upon written notice to the other Filers.


Dated:    December 28, 2009
SOCIUS CAPITAL GROUP, LLC
 
         
 
By: 
/s/ Terren S. Peizer  
 
Name:
Terren S. Peizer
 
 
Its:
Managing Director  
         
Dated:    December 28, 2009
/s/  Terren S. Peizer
 
 
Terren S. Peizer
 
         
Dated:    December 28, 2009
/s/  Patricia Peizer
 
 
Patricia Peizer
 


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